Overview

AML/ KYC Manager Job at JPMorgan Chase Bank, N.A. – in Dublin, County Dublin

Job Description

Senior AML/ KYC Operations, Dublin


The Role

This role involves being the senior EMEA Lead and Subject Matter Expert (SME) of Anti Money Laundering/Know Your Customer (AML-KYC) within the Alternatives Investor Relations team based in Dublin. With primary responsibility to perform the timely and efficient review and update of both new and existing Investor Anti-Money Laundering & Counter Terrorist Financing (AML/CTF) information and documentation across multiple jurisdictions globally, all with adherence to Regulatory and JPMorgan Group requirements. Further the role would have responsibility for the ongoing review, update and maintenance of AML-KYC Policy and Procedures.

Duties and Responsibilities

Reporting to the global Head of AML/KYC, the role will involve the following primary overarching duties:

Management of and responsibility for the AML-KYC team supporting the Investor Relations team.

Complete the review of Investor Application Forms & Investor AML/ KYC documentation

Assisting the Investor Relations team as the AML-KYC SME.

Identification of investors that may create money laundering or reputational risk to JP Morgan and our clients.

Requesting appropriate CDD documentation from investors and/or clients in a timely manner.

Ongoing review, update and maintenance of the Company’s AML policy and risk assessment.

Application of the Company’s AML policy and risk assessment.

In-depth understanding of Irish, Luxembourg and Cayman AML law and regulations. Be familiar with requirements in relation to tax as they affect investor account set-up and maintenance, e.g. FATCA, CRS.

Performance of periodic reviews ensuring investor information and documentation is kept up to date.

Ongoing active participation in ensuring excellent client service provided to clients.

Overseeing Transaction Monitoring on a monthly basis.

Production of metrics, KPIs and KRIs

Leading due diligence, MLRO audits etc.

Such other AML/CTF duties as may be assigned from time to time.

Profile Requirements / Qualifications

6+ years AML / CTF experience essential in the financial ser vices industry with exposure to a globally diverse investor base, preferably with direct Transfer Agency/Investor Relations experience.

Strong analytical & organisational skills with an operational and risk awareness mindset.

Working knowledge of AML, other financial crimes requirements and other applicable Regulatory developments.

Strong interpersonal, communication and influencing skills.

Ability to summarize complex topics concisely and drive practical outcomes.

Self-starter with strong work ethic and ability to act on own initiative within team environment to proactively identify, own and progress tasks to be undertaken.

Ability to build strong working relationships with central and business aligned functions across multiple regions and co-ordinate delivery across functions.

Display effective time management and ability to prioritise tasks for oneself and a wider team.

The Role

This role involves being the senior EMEA Lead and Subject Matter Expert (SME) of Anti Money Laundering/Know Your Customer (AML-KYC) within the Alternatives Investor Relations team based in Dublin. With primary responsibility to perform the timely and efficient review and update of both new and existing Investor Anti-Money Laundering & Counter Terrorist Financing (AML/CTF) information and documentation across multiple jurisdictions globally, all with adherence to Regulatory and JPMorgan Group requirements. Further the role would have responsibility for the ongoing review, update and maintenance of AML-KYC Policy and Procedures.

Duties and Responsibilities

Reporting to the global Head of AML/KYC, the role will involve the following primary overarching duties:

Management of and responsibility for the AML-KYC team supporting the Investor Relations team.

Complete the review of Investor Application Forms & Investor AML/ KYC documentation

Assisting the Investor Relations team as the AML-KYC SME.

Identification of investors that may create money laundering or reputational risk to JP Morgan and our clients.

Requesting appropriate CDD documentation from investors and/or clients in a timely manner.

Ongoing review, update and maintenance of the Company’s AML policy and risk assessment.

Application of the Company’s AML policy and risk assessment.

In-depth understanding of Irish, Luxembourg and Cayman AML law and regulations. Be familiar with requirements in relation to tax as they affect investor account set-up and maintenance, e.g. FATCA, CRS.

Performance of periodic reviews ensuring investor information and documentation is kept up to date.

Ongoing active participation in ensuring excellent client service provided to clients.

Overseeing Transaction Monitoring on a monthly basis.

Production of metrics, KPIs and KRIs

Leading due diligence, MLRO audits etc.

Such other AML/CTF duties as may be assigned from time to time.

Profile Requirements / Qualifications

6+ years AML / CTF experience essential in the financial ser vices industry with exposure to a globally diverse investor base, preferably with direct Transfer Agency/Investor Relations experience.

Strong analytical & organisational skills with an operational and risk awareness mindset.

Working knowledge of AML, other financial crimes requirements and other applicable Regulatory developments.

Strong interpersonal, communication and influencing skills.

Ability to summarize complex topics concisely and drive practical outcomes.

Self-starter with strong work ethic and ability to act on own initiative within team environment to proactively identify, own and progress tasks to be undertaken.

Ability to build strong working relationships with central and business aligned functions across multiple regions and co-ordinate delivery across functions.

Display effective time management and ability to prioritise tasks for oneself and a wider team.

J.P. Morgan is a global leader in financial services, providing strategic advice and products to the world’s most prominent corporations, governments, wealthy individuals and institutional investors. Our first-class business in a first-class way approach to serving clients drives everything we do. We strive to build trusted, long-term partnerships to help our clients achieve their business objectives.

We recognize that our people are our strength and the diverse talents they bring to our global workforce are directly linked to our success. We are an equal opportunity employer and place a high value on diversity and inclusion at our company. We do not discriminate on the basis of any protected attribute, including race, religion, color, national origin, gender, sexual orientation, gender identity, gender expression, age, marital or veteran status, pregnancy or disability, or any other basis protected under applicable law. In accordance with applicable law, we make reasonable accommodations for applicants’ and employees’ religious practices and beliefs, as well as any mental health or physical disability needs.

About Company

Company: JPMorgan Chase Bank, N.A. –

Company Location:  Dublin, County Dublin

About JPMorgan Chase Bank, N.A. -