Global Financial Crimes Technology Audit, Vice President Jobs in Charlotte at Mitsubishi UFJ Financial Group, Inc

Job Summary:

The Vice President is a line management role that reports to the GFC IT Audit Director and is responsible for supporting the rollout of the global strategy for technology audit operations, practices and reporting specific to GFC. This position is responsible for managing assigned GFC IT audits and supervising testing over systems, processes and controls; internal and external stakeholder management; and the quality and judgment calls in resulting IT audit work. Additionally, the position will be engaged in independent validation of business activities in relation to regulatory requirements. This position generally does not manage staff in a reporting line relationship, but may oversee staff on an engagement-by-engagement basis, as applicable. On as-needed basis, the position requires global travel throughout Americas, EMEA and APAC regions.

Key Responsibilities

Maintain the responsibility for the quality of assigned GFC IT audit engagements, in compliance with audit methodology requirements and executive management expectations, while also operating within industry best practices, applicable regulations, and external professional practice expectations

Identify potential risk, including awareness of risks both within the span of control as well as enterprise-wide; assess the state of the governance, risk management, and control environment aspects relevant to that risk; and report results in an effective and timely basis, leading to appropriate remedial action and ongoing management of risk for all assigned GFC IT audit engagements

Assign and review the work of audit team members for assigned GFC IT audit engagements in coordination with both business and IT audit Directors

Provide assistance in the validation and closure of internal and external (e.g. regulatory) GFC IT issues

Effectively partner with other internal audit groups to provide subject matter expertise in the joint execution of internal audits with GFC impact

Develop effective relationships with stakeholders and understanding of GFC business lines

Act as a leader and role model and continuously improve self and the department


Qualifications andRequired Experience

A bachelor’s degree in relevant discipline (e.g., information technology, computer science, accounting, finance, economics) is required

Professional certifications strongly preferred (ACAMS, CISA, CISM, CGEIT, CRISC, CIA)

Public Accounting (Big 4) experience a plus

8+ years audit experience, previously leading IT audit engagements supporting Financial Crimes (BSA/AML/OFAC) compliance audits

Previous experience auditing or reviewing GFC MRAs or technology-related MRAs is preferred

Significant experience with the financial industry and related markets, related regulatory bodies and current IT trends

Experience in technology risk assessment, audit methodology and execution

Experience working with the financial industry regulators, including OCC, FRB, and FINRA, and responding to regulatory requests a plus

Experience in coordination and integration efforts across multiple groups, preferably within enterprise-wide internal audit functions

Possesses strong project management skills; exhibits initiative and intuitive thinking; and demonstrates ability to meet strict deadlines

Exhibits effective communication (both verbal and written), negotiation and presentation skills; strong interpersonal skills; and ability to engage with all level…

Job info:

Job Title: Global Financial Crimes Technology Audit, Vice President

Company Name: Mitsubishi UFJ Financial Group, Inc

Location: Charlotte

Experince: 8 – 10 years

Job Category: Finance & Insurance

About Mitsubishi UFJ Financial Group, Inc