Senior Compliance Officer, IWM CCO Conduct & Ethics Job at Credit Suisse in Zürich, ZH
Switzerland-Switzerland – Region Zurich-Zürich | Full-time (FT) | Corporate Functions | Job ID 143610
Credit Suisse is a leading global wealth manager with strong investment banking capabilities. Headquartered in Zurich, Switzerland, we have a global reach with operations in about 50 countries and employ more than 45,000 people from over 150 different nations. Embodying entrepreneurial spirit, Credit Suisse delivers holistic financial solutions to our clients, including innovative products and specially tailored advice. Striving for quality and excellence in our work, we recognize and reward extraordinary performance among our employees, provide wide-ranging training and development opportunities, and benefit from a diverse range of perspectives to create value for our clients, shareholders and communities. We are Credit Suisse.
A challenging role as a Senior Compliance Officer in the Conduct & Ethics team of the Compliance department for the International Wealth Management (IWM) division, requiring a high level of flexibility for a dynamic and fast paced environment
You will have the opportunity to work with an experienced Compliance team and to provide high quality analysis, including trend and pattern analysis, advice and guidance on conduct risk topics to ensure that business areas within the IWM division align with enterprise-wide conduct risk policies and procedures
You will be accountable of providing input into all policies, procedures, guidance and communication as they relate to conduct risk pertaining to the IWM division
You will take responsibility to continue the development and delivery of conduct risk training across the IWM division, working closely with Compliance colleagues in Switzerland and IWM international offices as well as with the business
This role gives you the chance to assist with the assessment and presentation of conduct cases before the IWM Conduct and Ethics Board, and to be an advocate for compliant conduct
This position gives you opportunity of maintaining up-to-date knowledge of conduct risk developments, and participating in knowledge sharing across Compliance, the business, business risk management and other business partners
A university degree, preferably in social sciences, and a minimum 7 years of experience in Compliance, Risk Management, Audit or related fields
Knowledge of regulatory conduct regimes
Proven experience of carrying out a conduct risk role within the financial services industry
You have excellent interpersonal skills and outstanding customer orientation that enables you to quickly gain trust and build up efficient relationships with your clients
Ability to communicate effectively, at all levels, including strong listening, questioning and public-speaking skills
A can-do attitude, resolute problem-solving and an aptitude for handling multiple challenging priorities, working under pressure and delivering timely quality results
You are comfortable with your command of German and proficient spoken and written English; French and/or Italian in addition would be an advantage
You have an excellent working knowledge of MS Office (in particular Excel and Powerpoint)
Ms. M. Wiendlocha would be delighted to receive your application. Please apply via our career-portal.
Credit Suisse is an equal opportunity employer. Welcoming diversity gives us a competitive advantage in the global marketplace and drives our success.
Company: Credit Suisse
Company Location: Zürich, ZH